Senior Compliance Officer
AIFM
Key functions
Join an AIFM part of a reputable bank.
The AIFM is made of around 15 staff.
They are working with all types of Alternative Investment Funds (mostly Private Equity).
You will report to the Manager Compliance.
70% of your time will be spend on AIFM reports and regulatory compliance and 30% on AML topics.
Some of your duties will include:
• Monitor the quality and completeness of the investment fund files in accordance with AML regulations.
• Contribute to the maintenance of policies, procedures, and “Risk-Based Approaches” based on regulatory developments and the policies of the Group.
• Assist in performing due diligence on service providers/delegates.
• Conduct regulatory monitoring.
• Perform controls outlined in the Compliance control plan.
• Assist in preparing internal reports (for Conducting Officers, the Board, the Group compliance department) and external reports (for regulators), as well as tracking regulatory deadlines.
• Serve as a key point of contact with delegates and the Group for AML and Compliance matters.
• Participate in specific projects related to Compliance activities.
• Monitor the quality and completeness of the investment fund files in accordance with AML regulations.
• Contribute to the maintenance of policies, procedures, and “Risk-Based Approaches” based on regulatory developments and the policies of the Group.
• Assist in performing due diligence on service providers/delegates.
• Conduct regulatory monitoring.
• Perform controls outlined in the Compliance control plan.
• Assist in preparing internal reports (for Conducting Officers, the Board, the Group compliance department) and external reports (for regulators), as well as tracking regulatory deadlines.
• Serve as a key point of contact with delegates and the Group for AML and Compliance matters.
• Participate in specific projects related to Compliance activities.
Required Skills
• 2-3 years+ of experience in Compliance in Luxembourg (Big 4, AIFM, service providers);
• Experience working with Alternative Investments Funds;
• Fluent French and advanced level of English (B2-C1 equivalent);
• Good analytical skills and well organized;
• Team player.
Benefits
• Work from home policy;
• Banking convention.
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